CSI CSC1 Questions & Answers - in .pdf
- Vendor: CSI
- Exam Code: CSC1
- Exam Name: Canadian Securities Course Exam 1
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- Vendor: CSI
- Exam Code: CSC1
- Exam Name: Canadian Securities Course Exam 1
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.CSI Canadian Securities Course Exam 1 Sample Questions:
1. How do high interest rates affect the economy?
A) They decrease the value of the Canadian dollar.
B) They reduce business investment.
C) They increase prices
D) They accelerate debt pay offs
2. A large corporation has issued the following securities:commercialpaper, first mortgage bonds, and equipment trust certificates Which ranging of the securities is correctly seated from most secure to teas: secure?
A) First mortgage bonds equipment trust certificates, commercial paper.
B) Firm mortgage bonds commercial paper, equipment trust certificates.
C) Equipment trust certificates, first mortgage bonds, commercial paper.
D) Commercial paper fast mortgage bonds, equipment "trust certificates
3. What bestdescribes the liability of limited partners in a limited partnership?
A) They are liable only to the extent of the daily business activities they participate in.
B) Their liability is limited to their investment
C) They are not liable for debts and losses incurred in business operations.
D) Their liability includes personal assets.
4. What is a characteristicof provincial savings bonds?
A) Available only at a certain time
B) Backed by provincial assets
C) Mature every six months
D) Can be issued Internationally.
5. Which regulatory body is responsible for thesurveillanceof trading and market-related activities of participants on Canadian equity marketplaces?
A) CSA
B) CIRO
C) OBSI
D) OSFI
Solutions:
Question # 1 Answer: B | Question # 2 Answer: C | Question # 3 Answer: B | Question # 4 Answer: A | Question # 5 Answer: B |
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